Unit:
Κατεύθυνση Αστικό Δίκαιο και Σύγχρονες Οικονομικές ΣυναλλαγέςLibrary of the School of Law
Author:
Vegiopoulou Ourania
Supervisors info:
1. Επίκουρος Καθηγητής Ζ. Τσολακίδης, Σχολή Νομική ΕΚΠΑ, Τμήμα Νομικής
2. Επίκουρος Καθηγητής Γ. Μεντής, Σχολή Νομική ΕΚΠΑ, Τμήμα Νομικής
3. Λέκτορας Γ. Λαδογιάννης, Σχολή Νομική ΕΚΠΑ, Τμήμα Νομικής
Original Title:
Η Σύμβαση Διαχείρισης Χαρτοφυλακίου
Translated title:
Τhe portfolio management contract
Summary:
This thesis presents the investment service of the portfolio management contract. This contract is being examined in the light of Law 3606/2007 on the markets for financial instruments, MiFID and MiFID II, which in January 2018 joined the Greek legal order. In a first stage, the definition of the contract is given, its main characteristics are listed and the contract is separated from related services.Next, the legal form, the content, the type and the termination of the contract are examined. Furthermore, the liabilities of both the manager and the investor are also exposed, even after the termination of the portfolio management contract, having as legal basis the principle of good faith (AK 288) as well as the ΑΕΠΕΥ Code. It is also analyzed the responsibility of the manager towards the investor, which has the forms of contractual liability, negotiation responsibility, tort liability and liability under the provisions of the Law on Consumer Protection (Law 2251/1994 ). Finally, a special mention is given on the issue of unnecessary transactions in portfolio management contracts (Churning).
Main subject category:
Law and Legislation
Other subject categories:
Civil Law
Keywords:
investment banking, capital market law, banking law, MiFID